Capital Markets

Capital Markets Law360 provides breaking news and analysis on the capital markets sector. Coverage includes stock and bond offerings, mortgage-backed securities, foreign exchange, follow-on offerings, and debt deals, as well as related litigation and policy developments.



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Latest News in Capital Markets

  • May 24, 2024

    SEC Hits Back At SolarWinds' 'Distortion' Allegations

    The U.S. Securities and Exchange Commission sent a letter to a New York federal judge Friday pushing back on SolarWinds Corp.'s accusations that it was overstating and distorting its case against the government contractor over a data hack, saying its complaint is "well-grounded in facts" uncovered during its investigation.

  • May 24, 2024

    OCC Orders Controls Improvements At Comerica

    The Office of the Comptroller of the Currency has ordered a Comerica unit to strengthen its asset management controls and address other "unsafe or unsound practices," according to a newly released consent order.

  • May 24, 2024

    House Lawmakers Want New Hearing With FDIC's Gruenberg

    Federal Deposit Insurance Corp. Chair Martin Gruenberg is scheduled to appear before the U.S. House Financial Services Committee to answer questions about the damning findings of a probe of the FDIC's workplace culture.

  • May 24, 2024

    Xponential Fitness Sues Ex-CEO In Del. To Avoid Calif. Court

    Fitness brand franchiser Xponential Fitness Inc. sued its recently resigned CEO in Delaware Chancery Court Friday, asking the court to find that the First State's laws, not California's, govern a dispute over the former CEO's right to inspect the company's books and records.

  • May 24, 2024

    NYSE Companies Could Face Heat If Business Focus Changes

    A New York Stock Exchange proposal seeking additional authority to delist companies that enact wholesale business changes after going public could subject certain companies to more scrutiny, attorneys say, though such drastic actions are expected to be rare.

See more Capital Markets news

Capital Markets

Areas of Coverage

  • TRANSACTIONS
  • High-yield debt, corporate bond, convertible debt, and hybrid offerings
  • Share buybacks and stock splits
  • Stock- or debt-funded acquisitions
  • Distressed investments and bankruptcy proceedings
  • Joint ventures
  • Capital instruments, including mezzanine and venture
  • Leveraged buyouts
  • Real estate investment trust deals
  • AGENCIES
  • Financial Industry Regulatory Authority
  • U.S. Commodity Futures Trading Commission
  • U.S. Department of the Treasury
  • Public Company Accounting Oversight Board
  • U.S. Securities and Exchange Commission
  • European Securities and Markets Authority
  • European Central Bank
  • European Commission
  • UK Financial Conduct Authority
  • POLICY & REGULATION
  • Dodd-Frank Act
  • Delaware corporate law
  • Financial company lobbying
  • International banking legislation and regulation
  • LITIGATION
  • Corporate governance cases, including those over leadership changes, executive compensation, and shareholder rights
  • Competition disputes
  • Privacy issues
  • PROFILES
  • Personnel moves
  • Profiles of capital markets practices

Readership

  • Capital markets lawyers at top law firms
  • Corporate counsel and compliance officers at Fortune 1000 companies
  • Executives and attorneys in the capital markets industry
  • Information experts at law firms, agencies, and companies
  • Policymakers at federal and state agencies
  • Judges and court staff across the U.S.
  • Professors, students, and library staff at every accredited law school in the U.S.
  • Attorney and law firm marketing professionals
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